TrueAdvisor
TrueAdvisor
BG
BG

Brian Christopher Gallagher

Nbc Securities, INC.
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Nbc Securities, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B

Fee Structure

Location

225 East Columbia Street, Farmington, MO, 63640

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nbc Securities, INC.Broker
June 2019 - Present · 6 yrs 8 mos
Nbc Securities, INC.
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
First State Financial Management
April 2017 - June 2019 · 2 yrs 2 mos
First State Financial Management, INC.Broker
January 2016 - June 2019 · 3 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
March 2013 - January 2016 · 2 yrs 10 mos
State Registrations14 states
AKARFLINKSMIMOMSMTNMOKORTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.