BO
BO

Benjamin Dolan O'connor

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
2,563 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.10%
$2.0M - $5.0M0.93%
$5.0M - $10.0M0.80%
$10M+0.60%

Advisory Fees are negotiable under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

5 Widgery Wharf, Portland, ME, 04074

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
F L Putnam Investment Management CO.
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
UBS Securities LLCBroker
October 2020 - April 2022 · 1 yr 6 mos
UBS Financial Services INC.Broker
November 2017 - April 2022 · 4 yrs 5 mos
Jefferies Investment Advisers, LLC
August 2016 - November 2017 · 1 yr 3 mos
Jefferies LLCBroker
July 2016 - November 2017 · 1 yr 4 mos
J.P. Morgan Securities LLC
June 2014 - August 2016 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
June 2014 - August 2016 · 2 yrs 2 mos
Barclays Capital INC.Broker
June 2013 - June 2014 · 1 yr
Hfp Capital Markets LLCBroker
September 2012 - May 2013 · 8 mos
State Registrations4 states
MAMENYTX
Advisor
Exams
No exam information available for this advisor.
Benjamin Dolan O'connor - Financial Advisor | TrueAdvisor