AS
CFP
AS
CFP

Alan J. Scott

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
420 advisors
Number of Clients
68,678 clients
Average Client Portfolio
$132K average
Assets Under Management
$9.0B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

6187 Carpinteria Avenue, Carpinteria, CA, 93013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an independent insurance agent since 2004, dedicating nearly full-time hours to this activity. He is also a registered representative since 2012 and acts as a real estate agent, spending about a quarter of his time on real estate sales.

Employment History
Current Registrations
Planmember Securities Corporation
July 2012 - Present · 13 yrs 7 mos
Planmember Securities CorporationBroker
July 2012 - Present · 13 yrs 7 mos
State Registrations6 states
CANCNVUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.