AL
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Anthony Cody Lee

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
312 advisors
Number of Clients
2,118 clients
Average Client Portfolio
$142K average
Assets Under Management
$299.9M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

20151 SW Birch Street, Suite 250, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony assists with clerical duties for 4 Square Financial Literacy. He sells non-variable insurance products, including fixed life, fixed annuities, and health insurance.

Employment History
Current Registrations
Oneamerica Securities, INC.
February 2017 - Present · 9 yrs
Oneamerica Securities, INC.Broker
May 2014 - Present · 11 yrs 9 mos
Previous Registrations
Nylife Securities LLCBroker
September 2013 - April 2014 · 7 mos
State Registrations12 states
AZCACOFLIAINNJNVNYSCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.