Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
914 clients
Average Client Portfolio
$649K average
Assets Under Management
$593.0M

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$5,000
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Location

225 Schilling Circle, Suite 295, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as a Client Service & Operations Specialist for Marshall Financial Group, a registered investment advisor (RIA). This is a full-time position and he is also a PKS Series 7 Registered Representative.

Employment History
Current Registrations
The Marshall Financial Group LLC
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2021 - December 2022 · 1 yr 11 mos
Raymond James Financial Services, INC.Broker
October 2016 - January 2021 · 4 yrs 3 mos
State Registrations1 state
MD
Advisor
Exams
No exam information available for this advisor.