CR
CFP
CR
CFP

Charles William Rocco

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
2,822 clients
Average Client Portfolio
$679K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$10K
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Location

2150 Post Road, Suite 201, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles operates Rocco & Associates Wealth Management as a DBA for his LPL business, dedicating all of his time to it. He also provides investment advisory services through Moneco Advisors, spending nearly full-time on this activity.

Employment History
Current Registrations
Moneco Advisors
March 2018 - Present · 7 yrs 11 mos
LPL Financial LLCBroker
September 2012 - Present · 13 yrs 5 mos
Previous Registrations
Strategic Wealth Advisors Group
July 2016 - March 2018 · 1 yr 8 mos
Strategic Wealth Advisors Group
October 2014 - July 2016 · 1 yr 9 mos
LPL Financial LLC
November 2012 - October 2015 · 2 yrs 11 mos
State Registrations44 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.