Ryan Garrett Riffe

Swbc Investment Company

13 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Swbc Investment Company

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

406 clients

Average Client Portfolio

$565K average

Assets Under Management

$229.2M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Swbc Investment Company

August 2015 - Present · 10 yrs 6 mos

Swbc Investment Services, LLCBroker

August 2015 - Present · 10 yrs 6 mos

Previous Registrations

Advisors Asset Management, INC.

May 2012 - August 2015 · 3 yrs 3 mos

Advisors Asset Management, INC.Broker

March 2012 - August 2015 · 3 yrs 5 mos

State Registrations29 states

ALAZCACOCTFLGAILINLAMAMDMIMNMONCNJNMNVNYOHOKPASCTXUTVAWAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.