Aaron Joseph Vilfordi

Ameriprise Financial Services, LLC

13 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Ameriprise Financial Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12488 advisors

Number of Clients

1,330,280 clients

Average Client Portfolio

$424K average

Assets Under Management

$564.6B

Fee Structure

Minimum Investment:$2K

Financial Planning:Included in AUM fee

Location

5960 Berkshire Ln Ste 1200, Dallas, TX, 75225

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2020

Denied

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Employment History

Current Registrations

Ameriprise Financial Services, LLC

November 2018 - Present · 7 yrs 3 mos

Ameriprise Financial Services, LLC

November 2018 - Present · 7 yrs 3 mos

Ameriprise Financial Services, LLCBroker

November 2018 - Present · 7 yrs 3 mos

Previous Registrations

UBS Financial Services INC.

May 2012 - November 2018 · 6 yrs 6 mos

UBS Financial Services INC.Broker

April 2012 - November 2018 · 6 yrs 7 mos

State Registrations27 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.