Haley Marie Schwartz

CFP

13 Years of Experience

1 Disclosure

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Rkl Private Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

21 advisors

Number of Clients

1,088 clients

Average Client Portfolio

$2.0M average

Assets Under Management

$2.1B

Fee Structure

Minimum Annual Fee:$20,000

Location

1800 Fruitville Pike, Lancaster, PA, 17601

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2017

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Haley is the Vice President of the American Business Women's Association, Penn Square Chapter, and a member of the Lancaster Estate Planning Council. These activities are not investment-related.

Employment History

Current Registrations

Rkl Private Wealth

January 2019 - Present · 7 yrs 1 mo

Previous Registrations

Rkl Wealth Management LLC

August 2017 - December 2018 · 1 yr 4 mos

Prudential Financial Planning Services

April 2013 - July 2017 · 4 yrs 3 mos

Pruco Securities, LLC.Broker

February 2012 - July 2017 · 5 yrs 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.