TrueAdvisor
TrueAdvisor
MS
MS

Michael Ray Smith

Trustage Investment Management
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Trustage Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B

Fee Structure

Financial Planning:Investment management only

Location

5910 Mineral Point Rd, Madison, WI, 53705

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Trustage Investment Management
October 2019 - Present · 6 yrs 4 mos
CUNA Brokerage Services, INC.Broker
September 2012 - Present · 13 yrs 5 mos
CUNA Brokerage Services, INC.
September 2012 - Present · 13 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2012 - October 2019 · 7 yrs 1 mo
Ameriprise Financial Services, INC.
July 2012 - August 2012 · 1 mo
Ameriprise Financial Services, INC.Broker
June 2012 - August 2012 · 2 mos
State Registrations4 states
ILMIVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.