Carlos Lopez is a CFA-designated registered investment advisor at Itau International Securities INC., based in Miami, FL, with 13 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 27 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Itaú International Securities Inc. offers investment management services, but the fees are not clearly defined in the brochure. The brochure mentions fees are negotiable and vary based on the type of advice, account size, investment strategy, and relationship with the client. The brochure also mentions a performance-based fee schedule, but this is for Family Office Services, not Investment Management Services.
Location
200 S. Biscayne Blvd., Suite 2200, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carlos is a seed investor in Oky, Upflex, and Fabalish Inc, and a passive investor in Pumayna LLC and Justison LLC, all real estate development projects. He devotes no time to these activities.
Employment History
Current Registrations
Itau International Securities INC.
Itau International Securities INC.
Itau International Securities INC.Broker
State Registrations1 state
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