TrueAdvisor
TrueAdvisor
LM
CFP
LM
CFP

Lisa Anne Malick

Petra Financial Advisors INC
13 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingSpecial Needs PlanningFinancial Planning & CoachingHigh Net Worth
Petra Financial Advisors INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
359 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$387.8M

Fee Structure

Financial Planning:Included in AUM fee

Location

370 Interlocken Blvd, Suite 525, Broomfield, CO, 80021

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Petra Financial Advisors INC
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
June 2020 - September 2022 · 2 yrs 3 mos
Cambridge Investment Research, INC.Broker
June 2020 - September 2022 · 2 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2019 - June 2020 · 11 mos
Lighthouse Financial LLC
June 2014 - January 2021 · 6 yrs 7 mos
Cambridge Investment Research, INC.Broker
January 2012 - July 2019 · 7 yrs 6 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.