Emily O Pattee

Oxford Financial Group, LTD

13 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Oxford Financial Group, LTD

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

48 advisors

Number of Clients

679 clients

Average Client Portfolio

$28.9M average

Assets Under Management

$19.7B

Fee Structure

Location

980 North Michigan Avenue, Suite 1500, Chicago, IL, 60611

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Oxford Financial Group, LTD

November 2021 - Present · 4 yrs 3 mos

Previous Registrations

Northwestern Mutual Investment Services,llc

December 2018 - September 2021 · 2 yrs 9 mos

Northwestern Mutual Investment Services, LLCBroker

December 2018 - September 2021 · 2 yrs 9 mos

Morgan StanleyBroker

January 2014 - November 2018 · 4 yrs 10 mos

Morgan Stanley

January 2014 - November 2018 · 4 yrs 10 mos

New England Securities Corporation

February 2013 - October 2013 · 8 mos

New England SecuritiesBroker

February 2012 - October 2013 · 1 yr 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.