JC
JC

Jacqueline Marie Carrico

11 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jacqueline is the Director of Internal Sales at Riverfront Investment Group LLC, dedicating full-time hours to this role. She is also a Registered Representative with ALPS Distributors Inc, spending a few hours per week in this position.

Employment History
Current Registrations
Riverfront Investment Group, LLC
July 2017 - Present · 8 yrs 7 mos
Alps Distributors, INC.Broker
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wealthforge Securities, LLCBroker
January 2016 - April 2017 · 1 yr 3 mos
Morgan Stanley
May 2014 - January 2016 · 1 yr 8 mos
Morgan StanleyBroker
April 2014 - January 2016 · 1 yr 9 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.