David Koch is a registered investment advisor at Halbert Hargrove, based in Long Beach, CA, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,449 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $8.0M | 0.75% |
| $8M+ | 0.50% |
Fees are negotiable. The firm may charge a lesser or higher investment advisory fee, charge a flat fee, waive applicable minimum asset or minimum fee levels, waive its fee entirely, or charge fee on a different interval, based upon certain criteria.
Fee Estimator
Contact
David Koch
Location
111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2020Customer Dispute
December 2019Employment History
Current Registrations
Halbert Hargrove
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
David joined Halbert Hargrove in 2011. Based in our Long Beach office, he says of his role at HH, “It encompasses far more problem solving and life coaching than I ever anticipated. I enjoy the challenges that each unique situation brings.” David advises a wide variety of clients, including individuals, families, corporate retirement plans, family limited partnerships, and nonprofits.