DS
DS

Dennis C Smith

11 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$953.8M

Fee Structure

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Location

4821 E 2nd Street, Long Beach, CA, 90803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Dennis sells fixed insurance, life insurance, annuities, and long-term care products, dedicating a few hours per week. He is also part owner of Stratis Financial, offering residential mortgages, and a principal at Copiam Asset Management, focusing on financial planning and asset management, dedicating about a quarter of his time to each. Additionally, Dennis is involved with the Rotary Club of Long Beach and the Long Beach Rotary Charitable Foundation, and works as a loan originator for United American Mortgage Corporation.

Employment History
Current Registrations
Clg LLC
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - December 2023 · 6 mos
Cetera Advisor Networks LLC
September 2014 - June 2023 · 8 yrs 9 mos
Cetera Advisor Networks LLCBroker
July 2014 - December 2023 · 9 yrs 5 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.