DM
DM

Daniel Francis Mosseri

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
997 clients
Average Client Portfolio
$774K average
Assets Under Management
$771.7M

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

The fee schedule will remain in effect for Ambassador contracts signed prior to July 1, 2021. Each IAR has the ability to reduce fees based on total family or corporate relationship. Commonly, fees are discounted for nonprofit clients and 401(k)/Profit Sharing Plans.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

470 Hill St., Athens, GA, 30601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a board member for the Athens Area Homeless Shelter and an officer for the Athens Rotary Foundation, Inc, dedicating minimal time to the latter. He also works as an associate/employee and advisor for Carson Advisory Inc- DBA Carson Advisory Group, taking about half of Daniel's time.

Employment History
Current Registrations
Carson Advisory Group
November 2020 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2014 - October 2020 · 5 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
October 2014 - October 2020 · 6 yrs
State Registrations13 states
ALCACODCFLGAMDNCORPASCTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.