Stephen Braddock is a registered investment advisor at Argent Advisors, INC., based in Monroe, LA, with 10 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,420 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Argent Advisors offers investment management services with fees based on a percentage of the value of your portfolio. The fees vary depending on the account type and the amount you invest.
Standard Portfolio Management:
- First $500,000: 1.25% per year
- Next $500,000: 1.00% per year
- Next $1,000,000: 0.90% per year
- Over $2,000,000: 0.70% per year
Dynamic Asset Models:
- First $1,000,000: 1.50% per year
- Over $1,000,000: 1.25% per year plus $20/month operations fee
Prime Dynamic:
- First $1,000,000: 1.50% per year
- Over $1,000,000: 1.25% per year
Public Funds Management:
- First $10,000,000: 0.20% per year
- Next $10,000,000: 0.175% per year
- Over $20,000,000: 0.15% per year
- Over $25,000,000: Negotiated
American Funds – Active Portfolio:
- First $500,000: 1.00% per year
- Next $500,000: 0.90% per year
- Next $500,000: 0.80% per year
- Over $2,000,000: 0.50% per year
Passive Portfolio:
- All: 0.50% per year
Accounts custodied at Argent Trust Company are subject to a $240 base fee. Accounts custodied at Fidelity are subject to a $60 annual base fee. There is a minimum annual fee of $350 for accounts custodied at Argent Trust Company.
Location
1609 Stubbs Avenue, Monroe, LA, 71201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates under Argent Investing Services as a DBA for his LPL business, dedicating most of his time to it. He is also an Investment Advisor Representative for Argent Advisors, Inc. and a Trust Officer for Argent Trust Company, and he works with Argent Insurance Services selling non-variable insurance.
Employment History
Current Registrations
Argent Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLC
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.