BC
BC

Benjamin Caruso

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
8,096 clients
Average Client Portfolio
$494K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$5K
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Location

2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin operates his LPL business through Highpoint Planning Partners, LLC, dedicating nearly full-time hours. He also spends minimal time on non-variable insurance activities and provides investment advisory services through HighPoint Advisor Group, LLC, also dedicating nearly full-time hours.

Employment History
Current Registrations
Highpoint Planning Partners
September 2023 - Present · 2 yrs 5 mos
LPL Financial LLCBroker
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Edward Jones
May 2019 - August 2023 · 4 yrs 3 mos
Edward JonesBroker
April 2019 - August 2023 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - April 2019 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - April 2019 · 1 yr 6 mos
Cetera Investment Advisers LLC
January 2014 - August 2017 · 3 yrs 7 mos
Cetera Investment Services LLCBroker
May 2013 - August 2017 · 4 yrs 3 mos
Cetera Investment Services LLC
May 2013 - January 2014 · 8 mos
Wells Fargo Advisors, LLC
February 2012 - May 2013 · 1 yr 3 mos
Wells Fargo Advisors, LLCBroker
December 2011 - May 2013 · 1 yr 5 mos
State Registrations5 states
CAILKSMOOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.