Garrett Goggin
Garrett Goggin is a registered investment advisor at Nomura Investment Management Business Trust, based in Philadelphia, PA, with 14 years of industry experience. Garrett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 316 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nomura Investment Management Business Trust (NIMBT) provides investment management services through various series. Fees are generally based on a percentage of the value of the assets managed and are subject to negotiation. Some clients may have performance-based fees. Fees are generally calculated and payable quarterly or monthly. Advisory services are also provided to high-net-worth individuals at fee rates similar to those for institutional clients. NIMBT also offers asset/liability analysis and transition management services for a flat or other fee, which is subject to negotiation and may be waived.
Location
2005 Market Street, Philadelphia, PA, 19103-7098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Garrett was the owner of Goggin Moving, El Fuego, and Oakmant National Pub, but these activities were terminated in April 2015. Currently, Garrett's brother runs Oakmant National Pub, and Garrett spends minimal time on it.
Employment History
Current Registrations
Nomura Investment Management Business Trust
Delaware Distributors, L.P.
Delaware Distributors, L.P.Broker
Previous Registrations
Delaware Capital Management Advisers, INC
State Registrations5 states
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