Jeffrey Connolly is a CFA-designated registered investment advisor at Osaic Wealth, INC., based in Riverhead, NY, with 13 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
318 Roanoke Ave, Riverhead, NY, 11901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jeffrey spends about 90% of his time providing services through East End Financial Group and the balance with American Portfolios Financial Services. He also serves as a trustee for Mattituck-Cutchogue UFSD, works as a research analyst and portfolio manager, and is a trustee for Mattituck Cutchogue Union Free School District Board of Trustees.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
East End Financial Group, INC.
Previous Registrations
American Portfolios Financial Services, INC.Broker
Clarksons Platou Securities, INC.Broker
D/b/a Clarksons Platou SecuritiesBroker
Mizuho Securities USA INC.Broker
Brean Capital, LLCBroker
Sidoti & Company, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.