Andrew Roth is a registered investment advisor, based in Oaks, PA, with 13 years of industry experience.
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Distribution CO.
June 2022 - Present · 3 yrs 10 mos
Sei Investments Management CORP
June 2022 - Present · 3 yrs 10 mos
Sei Investments Distribution CO.Broker
June 2022 - Present · 3 yrs 10 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner
June 2019 - May 2022 · 2 yrs 11 mos
United Planners' Financial Services of America a Limited PartnerBroker
June 2019 - May 2022 · 2 yrs 11 mos
Sei Investments Management CORP
January 2012 - March 2019 · 7 yrs 2 mos
State Registrations2 states
MNPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.