Nicholas Estey is a CFP-designated registered investment advisor at Goelzer Investment Management, based in Carmel, IN, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 877 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Goelzer Investment Management charges private clients a percentage of assets under management, with standard fees ranging from 0.5% to 1.5%. Institutional clients' standard fees range from 0.10% to 0.75%. These fees are negotiable and may be modified based on various factors. Clients also incur brokerage, custodial, and transaction costs.
Location
10 East Main Street, Suite 110, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a director at Circle City Lacrosse LLC and a head lacrosse coach at Brebeuf Jesuit Preparatory School, each taking about half of his time. He also works full-time as an RSA at Brunette & Associates, offering products/services from First Allied.
Employment History
Current Registrations
Goelzer Investment Management
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Mariner Wealth Advisors
The Leaders Group, INC.Broker
State Registrations3 states
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