CS
CS

Christopher Schumacher

5 Years of Experience
Broker

Christopher Schumacher is a registered investment advisor, based in New York, NY, with 5 years of industry experience.

Location

30 Rockefeller Plaza, New York, NY, 10112

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Christopher serves as a Petty Officer in the United States Navy and as Treasurer on the Board of Directors for Friends of Barnstable Harbor. These activities are not investment-related.

Employment History
Current Registrations
Lazard Asset Management LLC
June 2023 - Present · 2 yrs 10 mos
Lazard Asset Management Securities LLCBroker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2019 - April 2022 · 2 yrs 6 mos
UBS Financial Services INC.Broker
October 2019 - April 2022 · 2 yrs 6 mos
Papamarkou Wellner & CO., INC.Broker
November 2011 - March 2012 · 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.