Kaitlyn Dowling is a registered investment advisor, based in Philadelphia, PA, with 12 years of industry experience.
Location
Philadelphia, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kaitlyn works as a Senior Internal Consultant at Stringer Asset Management since January 2022. This activity is investment-related.
Employment History
Current Registrations
Rfs Partners
February 2026 - Present · 2 mos
Shelton Capital Management
February 2026 - Present · 2 mos
Rfs PartnersBroker
February 2026 - Present · 2 mos
Stringer Asset Management, LLC
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Stringer Asset Management, LLC
February 2022 - December 2023 · 1 yr 10 mos
Matrix 360 Distributors, LLCBroker
January 2022 - February 2026 · 4 yrs 1 mo
Macquarie Investment Management Business Trust
April 2020 - December 2021 · 1 yr 8 mos
Delaware Distributors, L.P.Broker
October 2017 - December 2021 · 4 yrs 2 mos
Delaware Capital Management Advisers, INC
October 2017 - April 2020 · 2 yrs 6 mos
UBS Financial Services INC.
June 2017 - October 2017 · 4 mos
UBS Financial Services INC.Broker
June 2017 - October 2017 · 4 mos
The Ayco Company,l.p.
August 2015 - May 2017 · 1 yr 9 mos
Mercer Allied Company, L.P.Broker
August 2015 - May 2017 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2014 - August 2015 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
February 2013 - August 2015 · 2 yrs 6 mos
State Registrations2 states
COPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.