James Alan Watson

Cypress Wealth Services, LLC

13 Years of Experience

Sells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Cypress Wealth Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

722 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$965.5M

Fee Structure

Financial Planning:Included in AUM fee

Location

Palos Verdes Estates, CA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

James is a licensed life and health insurance agent in California.

Employment History

Current Registrations

Cypress Wealth Services, LLC

September 2024 - Present · 1 yr 5 mos

Previous Registrations

Trost Financial Planning

April 2020 - April 2024 · 4 yrs

LPL Financial LLC

May 2019 - October 2024 · 5 yrs 5 mos

LPL Financial LLCBroker

May 2019 - October 2024 · 5 yrs 5 mos

Wells Fargo Funds Distributor, LLCBroker

September 2011 - January 2019 · 7 yrs 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.