Katherine Nuss is a registered investment advisor at Guggenheim Investments, based in Maple Grove, MN, with 12 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
Loading...
Location
Maple Grove, MN
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
August 2025 - Present · 8 mos
Guggenheim Funds Distributors, LLC
July 2025 - Present · 9 mos
Guggenheim Funds Distributors, LLCBroker
July 2025 - Present · 9 mos
Previous Registrations
Columbia Management Investment Distributors, INC.Broker
December 2013 - July 2025 · 11 yrs 7 mos
State Registrations4 states
MIMNNYWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.