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Aaron Rask

14 Years of Experience
5 DisclosuresBroker

Aaron Rask is a registered investment advisor at MML Investors Services, LLC, based in Broomfield, CO, with 14 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Broomfield, CO

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Customer Dispute
April 2025
Denied
Customer Dispute
February 2025
Pending
Criminal
December 2022
Final Disposition
Customer Dispute
April 2018
Settled
Employment History
Current Registrations
MML Investors Services, LLC
June 2025 - Present · 10 mos
MML Investors Services, LLCBroker
June 2024 - Present · 1 yr 10 mos
MML Investors Services, LLC
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Nylife Securities LLCBroker
January 2012 - June 2024 · 12 yrs 5 mos
State Registrations12 states
AZCACODCFLGAIDILMITXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.