DB
ChFC
DB
ChFC

David Eric Bragman

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingReal Estate InvestingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,550 clients
Average Client Portfolio
$332K average
Assets Under Management
$514.3M

Fee Structure

Minimum Investment:$100K
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Location

1332 N. Halsted, #301, Chicago, IL, 60642

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David operates his LPL business under the DBA DEB Financial and is an IAR with Sequoia Wealth Management. He also sells non-variable insurance and is licensed for life and health insurance, dedicating about 10-20% of his time to insurance sales.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
August 2016 - Present · 9 yrs 6 mos
LPL Financial LLCBroker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Mutual Trust CO. of America SecuritiesBroker
July 2013 - July 2016 · 3 yrs
Securian Financial Services, INC.
June 2012 - June 2013 · 1 yr
Cri Securities, LLC
June 2012 - June 2013 · 1 yr
Cri Securities, LLCBroker
November 2011 - June 2013 · 1 yr 7 mos
Securian Financial Services, INC.Broker
November 2011 - June 2013 · 1 yr 7 mos
State Registrations3 states
GAILTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.