Shane Phillips is a registered investment advisor, based in Fort Lauderdale, FL, with 14 years of industry experience.
Location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Provenance Wealth Advisors
March 2015 - Present · 11 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2015 - August 2023 · 8 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2015 - August 2023 · 8 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2013 - December 2014 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2013 - December 2014 · 1 yr
Robert W. Baird & CO. IncorporatedBroker
September 2011 - August 2013 · 1 yr 11 mos
Robert W. Baird & CO. Incorporated
September 2011 - August 2013 · 1 yr 11 mos
State Registrations13 states
CTFLMDMINCNJNVNYOHTXUTWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.