SA
SA

Santiago Jose Arbelaez

10 Years of Experience
1 Disclosure
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
1,983 clients
Average Client Portfolio
$312K average
Assets Under Management
$617.9M

Fee Structure

Financial Planning:Investment management only
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Location

History

Regulatory History (1)
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Customer Dispute
August 2014
Closed-No Action
Other Business Activities

Santiago is a partner in a property management company and a credit advisory/business consulting firm. He also owns real estate investment properties and works in business development for private equity funding at CIM Securities.

Employment History
Current Registrations
Pvg Asset Management CORP
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Cim Securities, LLCBroker
October 2024 - March 2025 · 5 mos
Mellig Group, LLC
August 2020 - November 2024 · 4 yrs 3 mos
Hsbc Securities (USA) INC.
January 2018 - June 2020 · 2 yrs 5 mos
Hsbc Securities (USA) INC.Broker
November 2017 - June 2020 · 2 yrs 7 mos
AXA Advisors, LLC
February 2016 - July 2016 · 5 mos
AXA Advisors, LLCBroker
January 2016 - July 2016 · 6 mos
Espirito Santo Investment Advisors, INC.
May 2013 - January 2014 · 8 mos
E.S. Financial Services, INC.Broker
September 2012 - January 2014 · 1 yr 4 mos
Safra Securities LLCBroker
November 2011 - September 2012 · 10 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.
Santiago Jose Arbelaez - Financial Advisor | TrueAdvisor