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Alex Lee Dapron

14 Years of Experience
Broker
Areas of Practice
Estate Planning
Compensation
N/A
Firm Size
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2014 - Present · 12 yrs 1 mo
Capital Client Group, INC.
January 2014 - Present · 12 yrs 1 mo
Capital Client Group, INC.Broker
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
March 2013 - January 2014 · 10 mos
J.P. Morgan Securities LLCBroker
March 2013 - January 2014 · 10 mos
New England Securities Corporation
January 2012 - February 2013 · 1 yr 1 mo
New England SecuritiesBroker
September 2011 - February 2013 · 1 yr 5 mos
State Registrations3 states
CANVTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alex Lee Dapron - Financial Advisor | TrueAdvisor