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Alex Dapron

14 Years of Experience
Broker

Alex Dapron is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 14 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2014 - Present · 12 yrs 3 mos
Capital Client Group, INC.
January 2014 - Present · 12 yrs 3 mos
Capital Client Group, INC.Broker
January 2014 - Present · 12 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2013 - January 2014 · 10 mos
J.P. Morgan Securities LLCBroker
March 2013 - January 2014 · 10 mos
New England Securities Corporation
January 2012 - February 2013 · 1 yr 1 mo
New England SecuritiesBroker
September 2011 - February 2013 · 1 yr 5 mos
State Registrations3 states
CANVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.