AK
CFP
AK
CFP

Anna Kelly

14 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

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Location

300 Crescent Court, Suite 1450, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Since 2012, Anna has been the trustee for three family trusts, overseeing their investments. She dedicates minimal time to this activity.

Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 6 mos
Rockefeller Capital Management
June 2019 - Present · 6 yrs 8 mos
Rockefeller Financial LLCBroker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - July 2019 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - July 2019 · 7 yrs 11 mos
State Registrations31 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.