NW
NW

Nicolas Werthman

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
866 clients
Average Client Portfolio
$23.2M average
Assets Under Management
$20.1B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.65%
$5M+0.50%

Fees and services may be negotiable based on client type, asset class, pre-existing relationship, portfolio complexity and account size or other special circumstances or requirements.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$10,000
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Location

East Lansing, MI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicolas is a registered representative with Quasar Distributors, LLC, which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Employment History
Current Registrations
Bahl & Gaynor INC
February 2024 - Present · 2 yrs
Quasar Distributors, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Quasar Distributors, LLC
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Flexible Plan Investments LTD
January 2023 - July 2023 · 6 mos
Ceros Financial Services, INC.Broker
December 2022 - October 2023 · 10 mos
Advisors Asset Management, INC.
January 2016 - September 2022 · 6 yrs 8 mos
Advisors Asset Management, INC.Broker
September 2015 - September 2022 · 7 yrs
Harbor Funds Distributors, INC.Broker
June 2014 - September 2015 · 1 yr 3 mos
State Registrations7 states
CTIAINKYMIMSOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Nicolas Werthman - Financial Advisor | TrueAdvisor