Nicolas Werthman is a registered investment advisor at Bahl & Gaynor INC, based in East Lansing, MI, with 11 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 889 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Minimum account fee is $10,000 which may be waived or discounted. Related accounts may be aggregated for fee calculation purposes.
Fee Estimator
Location
East Lansing, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicolas is a registered representative with Quasar Distributors, LLC, which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.
Employment History
Current Registrations
Bahl & Gaynor INC
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
Flexible Plan Investments LTD
Ceros Financial Services, INC.Broker
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Harbor Funds Distributors, INC.Broker
State Registrations4 states
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