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Aaron Mckinney

14 Years of Experience
2 DisclosuresBrokerSells Insurance

Aaron Mckinney is a registered investment advisor, based in Tulsa, OK, with 14 years of industry experience.

Location

2100 S Utica Ave, Suite 300, Tulsa, OK, 74114

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Denied
Customer Dispute
August 2013
Denied
Other Business ActivitiesSells Insurance

Aaron is an advisory representative of a registered investment advisor and owns Utica Capital. He also works as an independent insurance agent for various independent insurance companies, dedicating a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2020 - Present · 5 yrs 8 mos
Cambridge Investment Research, INC.Broker
August 2020 - Present · 5 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2012 - August 2020 · 7 yrs 11 mos
Cetera Advisors LLCBroker
September 2012 - August 2020 · 7 yrs 11 mos
Securian Financial Services, INC.
October 2011 - October 2012 · 1 yr
Securian Financial Services, INC.Broker
September 2011 - October 2012 · 1 yr 1 mo
State Registrations21 states
ALARAZCACOGAIAKSLAMNMOMSNCNMNVOHOKPATNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Aaron Mckinney - Financial Advisor | TrueAdvisor