Areas of Practice
Retirement PlanningInsurance PlanningInvestment ManagementFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,538 clients
Average Client Portfolio
$114K average
Assets Under Management
$176.0M

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.15%
$500K - $1.0M2.05%
$1.0M - $2.5M1.80%
$2.5M+1.80%

Fees negotiable for amounts over $2.5 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Sarasota, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is an investment advisor representative (IAR) for both Aegis Wealth Management, Inc. and Transparent Wealth Management, LLC, starting in December 2024. He dedicates about half his time to each business, with all hours during securities trading hours.

Employment History
Current Registrations
Aegis Wealth Management, INC.
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Transparent Wealth Management, LLC
May 2025 - August 2025 · 3 mos
UBS Financial Services INC.Broker
September 2024 - December 2024 · 3 mos
Gold Medal Waters, INC.
June 2022 - June 2024 · 2 yrs
Bnp Paribas Securities CORP.Broker
August 2012 - March 2014 · 1 yr 7 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.