David Plotkin is a registered investment advisor at Aegis Wealth Management, INC., based in Sarasota, FL, with 5 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,538 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.15% |
| $500K - $1.0M | 2.05% |
| $1.0M - $2.5M | 1.80% |
| $2.5M+ | 1.80% |
Fees are negotiable for amounts over $2.5 million. Assets managed by Portfolio Medics, LLC are subject to an annual management fee of 2.60%, with 50% retained by Portfolio Medics, LLC and the remainder paid to Aegis Wealth.
Fee Estimator
Location
Sarasota, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an investment advisor representative (IAR) for both Aegis Wealth Management, Inc. and Transparent Wealth Management, LLC, starting in December 2024. He dedicates about half his time to each business, with all hours during securities trading hours.
Employment History
Current Registrations
Aegis Wealth Management, INC.
Previous Registrations
Transparent Wealth Management, LLC
UBS Financial Services INC.Broker
Gold Medal Waters, INC.
Bnp Paribas Securities CORP.Broker
State Registrations1 state
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