JN
CFP
JN
CFP

John Francis Neeley

8 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
26 advisors
Number of Clients
105 clients
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.65%
$100K - $250K0.60%
$250K - $400K0.55%
$400K - $500K0.50%
$500K+0.45%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Sacramento, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nationwide Securities, LLC
September 2023 - Present · 2 yrs 5 mos
Nationwide Securities, LLCBroker
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
July 2023 - August 2023 · 1 mo
Securities America Advisors, INC.
July 2023 - August 2023 · 1 mo
Cambridge Investment Research Advisors, INC.
January 2021 - July 2023 · 2 yrs 6 mos
Lane Florence, LLC
January 2021 - June 2023 · 2 yrs 5 mos
Cambridge Investment Research, INC.Broker
September 2017 - July 2023 · 5 yrs 10 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.