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Christopher Vivian

14 Years of Experience
BrokerSells Insurance

Christopher Vivian is a registered investment advisor at LPL Financial LLC, based in St. Charles, IL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

525 Tyler Rd, Suite T, St. Charles, IL, 60174

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher has a business entity for tax/investment purposes called Vivian Financial Services, Inc. He also sells non-variable insurance products and provides investment advisory services through Total Clarity Wealth Management, Inc, spending nearly full-time hours on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2018 - Present · 7 yrs 6 mos
Total Clarity Wealth Management, INC
October 2011 - Present · 14 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
August 2011 - October 2018 · 7 yrs 2 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.