PP
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Philip Poonoosamy

14 Years of Experience
BrokerSells Insurance

Philip Poonoosamy is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Cincinnati, OH, with 14 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities.

Compensation
N/A
Firm Size
15 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

191 Rosa Parks, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Philip works full-time as an external wholesaler for MassMutual Ascend Life Insurance Company's Annuity Sales division. The company issues annuities, including registered annuity products.

Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
June 2016 - Present · 9 yrs 10 mos
Mm Ascend Life Investor Services, LLC
August 2014 - Present · 11 yrs 8 mos
Mm Ascend Life Investor Services, LLCBroker
August 2014 - Present · 11 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
July 2011 - July 2014 · 3 yrs
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip Poonoosamy - Financial Advisor | TrueAdvisor