AB
CFA
AB
CFA

Ainsley Julian Borel

14 Years of Experience
Broker
Areas of Practice
Estate Planning
Compensation
N/A
Firm Size
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2021 - Present · 5 yrs 1 mo
Capital Client Group, INC.Broker
December 2020 - Present · 5 yrs 2 mos
Capital Client Group, INC.
December 2020 - Present · 5 yrs 2 mos
Previous Registrations
Foreside Fund Services, LLCBroker
September 2016 - November 2020 · 4 yrs 2 mos
Transamerica Financial Advisors, INCBroker
April 2016 - September 2016 · 5 mos
Northern Trust Securities, INC.Broker
May 2011 - December 2015 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Ainsley Julian Borel - Financial Advisor | TrueAdvisor