TrueAdvisor
TrueAdvisor
AS
CFP
AS
CFP

Allegra Marie Swan

Allworth Financial, L.P.
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningInvestment ManagementFinancial Planning & CoachingTax PlanningEstate Planning
Allworth Financial, L.P.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
310 advisors
Number of Clients
26,325 clients
Average Client Portfolio
$953K average
Assets Under Management
$25.1B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500

Location

644 N. Santa Cruz Ave. Ste: 3, Los Gatos, CA, 95030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allworth Financial, L.P.
July 2021 - Present · 4 yrs 7 mos
Aw SecuritiesBroker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Strategic Wealth Advisors Group
March 2017 - July 2021 · 4 yrs 4 mos
LPL Financial LLC
November 2012 - April 2017 · 4 yrs 5 mos
LPL Financial LLCBroker
September 2012 - July 2021 · 8 yrs 10 mos
State Registrations10 states
AZCAIDNCNMNVORSCTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.