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Michael Adam Bornstein

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
357 clients
Average Client Portfolio
$637K average
Assets Under Management
$227.6M

Fee Structure

Minimum Investment:$250K
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Location

120 Newport Center Dr, Suite 100, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael works as an agent at Signature Resources Insurance and Financial Services, focusing on insurance sales and service since May 2019. This activity takes a few hours per week during business hours.

Employment History
Current Registrations
Signature Resources Capital Management, LLC
May 2019 - Present · 6 yrs 9 mos
Previous Registrations
Park Avenue Securities LLC
December 2018 - May 2019 · 5 mos
Park Avenue Securities LLCBroker
December 2018 - May 2019 · 5 mos
MML Investors Services, LLC
July 2016 - December 2018 · 2 yrs 5 mos
MML Investors Services, LLCBroker
March 2013 - December 2018 · 5 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
May 2012 - March 2013 · 10 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.