William James Powers

Quint Capital Management

14 Years of Experience

6 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Quint Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

101 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$147.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

230 Park Ave - 361W, New York, NY, 10169

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History

Regulatory History (6)

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Judgment / Lien

January 2016

Judgment / Lien

April 2015

Judgment / Lien

April 2014

Judgment / Lien

April 2013

Judgment / Lien

April 2012

Judgment / Lien

April 2012

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Other Business Activities

William is the President of J. Lauren Holding Co., Inc. (dba Advanced Data Integration Corp.) since 2012, managing real estate holdings. This takes a few hours per week and no time during regular market hours.

Employment History

Current Registrations

Quint Capital Management

April 2023 - Present · 2 yrs 10 mos

Quint Capital CorporationBroker

August 2014 - Present · 11 yrs 6 mos

Previous Registrations

Davis Securities LLCBroker

March 2012 - September 2014 · 2 yrs 6 mos

Bay Crest Partners, LLCBroker

March 2011 - February 2012 · 11 mos

State Registrations2 states

CTNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.