CP
CP

Carson Parker

12 Years of Experience
Broker

Carson Parker is a registered investment advisor, based in New York, NY, with 12 years of industry experience.

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cnr Securities, LLC
December 2022 - Present · 3 yrs 4 mos
Cnr Securities, LLCBroker
December 2022 - Present · 3 yrs 4 mos
RBC Rochdale, LLC
October 2022 - Present · 3 yrs 6 mos
Previous Registrations
Fisher Investments
December 2019 - September 2022 · 2 yrs 9 mos
Vanguard Marketing CorporationBroker
October 2013 - September 2019 · 5 yrs 11 mos
State Registrations4 states
NCNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.