AF
CFA
AF
CFA

Adam Michael Finke

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
848 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B

Fee Structure

Minimum Investment:$100K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
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Location

5700 W. 112th Street, Suite 500, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works as an Investment Advisor Representative at Mariner Wealth Advisors since 2021. This activity takes a full-time commitment during securities hours.

Employment History
Current Registrations
Mariner Wealth
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Msec, LLCBroker
September 2017 - May 2024 · 6 yrs 8 mos
Waddell & ReedBroker
March 2017 - September 2017 · 6 mos
Heim, Young & Associates, INC.Broker
December 2011 - November 2016 · 4 yrs 11 mos
State Registrations1 state
KS
Advisor
Exams
No exam information available for this advisor.