Brian Michael Brady

CFA

Pathstone

12 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Pathstone

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

146 advisors

Number of Clients

2,219 clients

Average Client Portfolio

$45.3M average

Assets Under Management

$100.4B

Fee Structure

Minimum Investment:$10M

Location

10 Sterling Blvd, Suite 402, Englewood, NJ, 07631

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pathstone

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

UBS Financial Services INC.

July 2016 - September 2023 · 7 yrs 2 mos

UBS Financial Services INC.Broker

June 2016 - September 2023 · 7 yrs 3 mos

Deutsche Bank Securities INC.

July 2011 - August 2014 · 3 yrs 1 mo

Deutsche Bank Securities INC.Broker

March 2011 - August 2014 · 3 yrs 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.