Anees Saifi
Anees Saifi is a registered investment advisor at Gwn Securities INC., based in Hacienda Heights, CA, with 14 years of industry experience. Anees operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Hacienda Heights, CA
Get directionsHistory
Regulatory History (2)
Regulatory
November 2021Customer Dispute
March 2015Other Business ActivitiesSells Insurance
Anees works as an insurance agent, dedicating about a quarter of their time to insurance sales since 2021. Anees also works full-time as a Registered Representative with LA Pension Planners, using a securities DBA for investment sales.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.