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Adam Richard Mattson

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,481 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works as a Regional Director at Horizon Investments LLC, focusing on investments. This role takes up a full-time commitment.

Employment History
Current Registrations
Horizon Investments LLC
January 2025 - Present · 1 yr 1 mo
Quasar Distributors, LLC
January 2024 - Present · 2 yrs 1 mo
Quasar Distributors, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Calamos Financial Services LLCBroker
June 2018 - September 2023 · 5 yrs 3 mos
G.distributors, LLCBroker
May 2017 - January 2018 · 8 mos
Keeley Investment CORP.Broker
January 2013 - February 2017 · 4 yrs 1 mo
Nylife Securities LLCBroker
October 2011 - January 2013 · 1 yr 3 mos
State Registrations4 states
ILINNCWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.