Brian Whinnery is a registered investment advisor at LPL Financial LLC, based in Minneapolis, MN, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
901 Marquette Ave Ste 2820, Minneapolis, MN, 55402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian operates Hays Investment Advisors as a DBA for LPL business, dedicating full-time hours. He also provides investment advisory services through The Hays Financial Group, spending nearly full-time hours, and serves as a board member for World Archives, LLC, dedicating minimal time. Brian is also involved with Norgard Capital Partners for tax/investment purposes, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
Hays Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations24 states
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