RR
CFP
RR
CFP

Rebecca Sarah Raff

14 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
13 advisors
Number of Clients
1,016 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$1.9B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$2,000
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Location

155 N. Pfingsten Road, Suite 160, Deerfield, IL, 60015-4903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rebecca works as a Financial Planning Relationship Manager at Nadler Financial Group RIA, where she is also a shareholder. This role involves investment advisory, financial planning, and relationship management, taking nearly all of Rebecca's time.

Employment History
Current Registrations
Nadler Financial Group, INC.
January 2012 - Present · 14 yrs 1 mo
Ausdal Financial Partners, INC.Broker
November 2011 - Present · 14 yrs 3 mos
Previous Registrations
Peak6 Capital Management LLCBroker
April 2011 - May 2011 · 1 mo
State Registrations2 states
ILTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.